Securities Training

  • Become A Stockbroker
    You can become a stockbroker when you take and pass the NASD Series 7 stock broker exam. This is the most comprehensive of all the registered representative exams given, as it covers a wide range of ....
  • CFTC
    CFTC stands for the Commodity Futures Trading Commission. The mission of the CFTC is to protect market-users and the public from fraud, manipulation, and abuses practices which are related to the sal....
  • Securities Training
    Securities training can be accomplished in more than one way. A good number of the population that is studying to take one or more of these exams are working professionals who use study materials suc....
  • NFA
    The NFA stands for the National Futures Association, which is a successful corporate organization that encourages collaboration, innovation, and cost-efficiency. The National Futures Association impl....
  • Become A Registered Investment Advisor
    In order to become a registered investment advisor, you need to take a few steps that will bring you to your goal. First, you must contact the state agency that supervises investment advisors and ask....
  • Series 3 License
    The Series 3 License exam is the commodities futures contracts license. The National Futures Association (NFA) and other various commodity futures exchanges mandate this exam for anyone who intends t....
  • Series 24 Exam
    The Series 24 exam is the license for NASD (National Association of Securities Dealers) managers to supervise branch activities. Topics on this exam include: Supervision of Investment Banking, Tradi....
  • Series 26
    The Series 26 exam is required for individuals who will supervise representatives soliciting the purchase or sale of redeemable securities (mutual funds), variable contracts, and insurance premium fun....
  • NASD Series 7 License
    The NASD Series 7 license exam is administered by the National Association of Securities Dealers (NASD) which provides an individual with the credentials necessary to make various types of trades with....
  • Securities Exam
    Securities exam preparation is nothing that should be taken lightly. Whether you want to become a stock broker or a financial advisor, you often must take an exam, or a series of exams, that you will....