Securities Training

  • NFA
    The NFA stands for the National Futures Association, which is a successful corporate organization that encourages collaboration, innovation, and cost-efficiency. The National Futures Association impl....
  • Become A Registered Investment Advisor
    In order to become a registered investment advisor, you need to take a few steps that will bring you to your goal. First, you must contact the state agency that supervises investment advisors and ask....
  • Series 3 License
    The Series 3 License exam is the commodities futures contracts license. The National Futures Association (NFA) and other various commodity futures exchanges mandate this exam for anyone who intends t....
  • Series 24 Exam
    The Series 24 exam is the license for NASD (National Association of Securities Dealers) managers to supervise branch activities. Topics on this exam include: Supervision of Investment Banking, Tradi....
  • Series 26
    The Series 26 exam is required for individuals who will supervise representatives soliciting the purchase or sale of redeemable securities (mutual funds), variable contracts, and insurance premium fun....
  • NASD Series 7 License
    The NASD Series 7 license exam is administered by the National Association of Securities Dealers (NASD) which provides an individual with the credentials necessary to make various types of trades with....
  • Securities Exam
    Securities exam preparation is nothing that should be taken lightly. Whether you want to become a stock broker or a financial advisor, you often must take an exam, or a series of exams, that you will....
  • NASD Series 63
    The NASD Series 63 exam is administered by the North American Securities Administrators Association (NASAA). Completion of the Series 63 exam will allow an individual with required qualifications nec....
  • Series 66 Exam
    The Series 66 exam is administered by the North American Securities Administrators Association (NASAA). Successful completion of this exam is basically equivalent to the successful completion of both....
  • Series 27
    The Series 27 exam gives an individual a license to become a chief financial officer for any NASD (National Association of Securities Dealers) member firm. This exam is administered by the NASD, and ....